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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

SUP 17A.1 Application

As Published: 2017

SUP 17A.1 Application

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

COBS 4.7 Direct offer financial promotions and promotions of non-readily realisable securities and P2P agreements

As Published: 2007

COBS 4.7 Direct offer financial promotions and promotions of non-readily realisable securities and P2P agreements

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies