Search Result

441 - 460 of 1480 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

…

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

…

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

…

REC 1.1 Application

As Published: 2005

REC 1.1 Application

…

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

…

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

…

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

…

EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

…

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

…

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

…

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

…

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

…

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

…

MCOB 4.10 Home purchase plans: sales standards

As Published: 2006

MCOB 4.10 Home purchase plans: sales standards

…

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

…

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

…

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

…

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

…