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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

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REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

…

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DTR 6.3 Dissemination of information

SUP 16.7A Annual report and accounts

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EG 19.20 Payment Services Regulations 2017

BIPRU 7.8 Securities underwriting

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REC 4.2E Information: compliance of UK recognised bodies with specified requirements

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GEN 4.3 Letter disclosure

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

EG 2.1 Case selection and the use of enforcement powers

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CASS 6.6 Records, accounts and reconciliations

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

COBS 11.6 Use of dealing commission [deleted]

REC 3.4 Members of the management body and internal organisation