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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

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SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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MAR 5A.7 Monitoring compliance with the rules of the OTF

SUP 5.6 Confidential information and privilege

BIPRU 3.5 Simplified method of calculating risk weights

SUP 15.9 Notifications by members of financial conglomerates

CONC 12.1 Application and purpose

EG 3.2B Information requests (section 122B)

CONC 8.3 Pre contract information and advice requirements

MAR 7A.5 Requirements when acting as a general clearing member

EG 3.2A Information requests (section 122A)

TC 1.1 Who, what and where?

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

SYSC 18.3 Internal arrangements

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]