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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

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RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

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CONC 7.18 Notice of sums in arrears under P2P agreements for running-account credit

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

SUP 10C.11 Statements of responsibilities

DISP App 3.1 Introduction

MCOB 4A.1 Additional disclosure by MCD mortgage credit intermediaries

REC 3.13 Delegation of relevant functions

SYSC 4.2 Persons who effectively direct the business

REC 2.15 Discipline

SUP 16.20 Submission of recovery plans and information for resolution plans [deleted]

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COBS 14.4 Provision of information by an intermediate Unitholder

LR 19.2 Requirements for listing

MAR 9.5 Frequently Asked Questions

SYSC 19A.1 General application and purpose

RCB 4.2 Enforcement powers and penalties

PERG 8.6 Communicate

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

DTR 1A.2 Modifying rules and consulting the FCA

RCB 3.4 Covered Bond issuance notifications