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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

…

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MAR 10.3 Position management controls

SYSC 21.1 Risk control: guidance on governance arrangements

REC 3.11 Insolvency events

REC 4.2E Information: compliance of UK recognised bodies with specified requirements

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

SUP 15.8 Notification in respect of particular products and services

DTR 6.4 Disclosure of Home State

FIT 2.1 Honesty, integrity and reputation

SUP 10C.14 Changes to an FCA-approved person’s details

CASS 10.1 Application, purpose and general provisions

SUP 3.8 Rights and duties of auditors

ICOBS 1.1 The general application rule

REC 4.2C Control over a UK RIE

EG 18.1 Cancellation on the FCA’s own-initiative

FEES 13.2 The IML levy

SYSC 22.2 Getting, giving and updating references: the main rules

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions