Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

…

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 16.1 The FCA’s general approach to making disapplication orders

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SYSC 4.6

GEN 4.1 Application

SUP 6.1 Application, interpretation and purpose

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

PERG 9.1 Application and Purpose

PERG 2.4 Link between activities and the United Kingdom

FEES 3.1 Introduction

MIPRU 5.2 Use of intermediaries

INSPRU 1.5 Internal-contagion risk

PERG 7.1 Application and purpose

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

EG App 3.1 The FCA

PRIN 3.2 What?

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

EG 2.2 Case selection and referral criteria