Search Result

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

…

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

…

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 3.1 The Regulatory Decisions Committee

REC 4.2A Publication of information by UK RIEs and RAPs

EG 19.18 Counter-Terrorism Act 2008

EG 4.14 Joint investigations with the PRA

EG 10.1 Introduction

REC 3.16 Information technology systems

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

SUP 8.8 Revoking waivers

FIT 2.2 Competence and capability

EG 7.5 Payment of financial penalties

GEN 4.2 Purpose

PERG 8.9 Circumstances where the restriction in section 21 does not apply

LR 13.7 Circulars about purchase of own equity shares

MAR 5A.4 Trading process requirements

MAR 1.4 Unlawful disclosure

PERG 8.2 Introduction

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative