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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279, 281 and 282B of the Act – powers to revoke recognition of schemes recognised under section 272 or issue the operators of such schemes with a public censure: the FCA’s policy

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

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EG 16.4 The effect of a disapplication order

PERG 2.5 Investments and activities: general

SYSC 2.2 Recording the apportionment

CONC 8.2 Conduct standards: debt advice

CONC 7.6 Exercise of continuous payment authority

APER 4.2 Statement of Principle 2

LR 19.2 Requirements for listing

PERG 9.1 Application and Purpose

SUP 11.4 Requirements on firms

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

MAR 5A.9 Suspension and removal of financial instruments

MAR 5.6A Suspension and removal of financial instruments