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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2