Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

…

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

…

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2019

SUP 18.4 Friendly Society transfers and amalgamations

…

PERG 16.4 Acting as a depositary of an AIF

As Published: 2019

PERG 16.4 Acting as a depositary of an AIF

…

IPRU-INV 5.10 Expenditure based requirement

As Published: 2016

IPRU-INV 5.10 Expenditure based requirement

…

EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 4.13 UCITS

CREDS 2.2 General provisions

PERG 8.20 Additional restriction on the promotion of collective investment schemes

LR 15.5 Transactions

CASS 5.5 Segregation and the operation of client money accounts

PERG 8.12 Exemptions applying to all controlled activities

BIPRU 7.7 Position risk requirements for collective investment undertakings

COLL 11.5 Auditors

BIPRU 7.10 Use of a Value at Risk Model

REC 2.5 Systems and controls, algorithmic trading and conflicts

COLL 4.8 Notifications for UCITS master-feeder arrangements

LR 13.5 Financial information in Class 1 Circulars

SYSC 4.1 General requirements

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy