Search Result

181 - 200 of 1630 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction

…

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

…

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

…

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

…

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

…

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

…

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

…

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

…

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

COBS 11.6 Use of dealing commission [deleted]

As Published: 2007

COBS 11.6 Use of dealing commission [deleted]

…

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

…

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

…

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

…

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

…

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

…

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

…

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

…

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

…

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

…