Search Result

441 - 460 of 1337 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

As Published: 2015

CONC 4.3 Pre-contractual requirements and adequate explanations: P2P agreements

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

EG 2.14 Legal review

As Published: 2016

EG 2.14 Legal review

MAR 6.2 Purpose

As Published: 2017

MAR 6.2 Purpose

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

SUP 16.17 Remuneration reporting [deleted]

As Published: 2012

SUP 16.17 Remuneration reporting [deleted]