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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

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BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-UK sub-groups

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

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MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

LR 9.6 Notifications

REC 4.5 FCA supervision of action by UK RIEs under their default rules

CASS 8.3 Records and internal controls

REC 6.7 Notification rules for overseas recognised bodies

PERG 13.5 Exemptions from MiFID

PERG 10.5 Employers and affinity groups (such as trade unions)

CASS 7.15 Records, accounts and reconciliations

SYSC 4 Annex 1

REC 3.26 Proposals to make regulatory provision

SUP 10C.8 The other local responsibility function (SMF22)

PERG 2.11 Persons who are exempt for credit-related regulated activities

PERG 16.6 Exclusions

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy