Search Result

181 - 200 of 1564 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

PERG 4.3 Regulated activities related to mortgages

As Published: 2015

PERG 4.3 Regulated activities related to mortgages

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application