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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

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IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

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REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

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CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

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MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

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ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

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CONC 8.2 Conduct standards: debt advice

As Published: 2015

CONC 8.2 Conduct standards: debt advice

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

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