Search Result

841 - 860 of 1507 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

As Published: 2016

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

COLL 14.4 Income allocation and distribution

As Published: 2016

COLL 14.4 Income allocation and distribution

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

MCOB 2A.2 Tying practices

As Published: 2016

MCOB 2A.2 Tying practices

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable