Search Result

801 - 820 of 1623 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

LR 20.5 Disclosures

As Published: 2021

LR 20.5 Disclosures

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

BIPRU 12.1 Application

As Published: 2009

BIPRU 12.1 Application

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication