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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

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MCOB 3A.5 MCD financial promotions

As Published: 2015

MCOB 3A.5 MCD financial promotions

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

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COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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CASS 10.1 Application, purpose and general provisions

MAR 7A.4 Requirements when providing direct electronic access

LR 10.7 Transactions by specialist companies

EG 10.3 Asset-freezing injunctions

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

MAR 5.3A Systems and controls for algorithmic trading

SUP 10C.8 The other local responsibility function (SMF22)

MCOB 3A.4 Qualifying credit financial promotions

SYSC 13.9 Outsourcing

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]