Search Result

681 - 700 of 1531 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

IPRU-INV 9 App 1 Interpretation

As Published: 2015

IPRU-INV 9 App 1 Interpretation

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

MCOB 6A.1 Application and purpose

As Published: 2015

MCOB 6A.1 Application and purpose

MCOB 5A.1 Application and purpose

As Published: 2015

MCOB 5A.1 Application and purpose

EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification

BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose