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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy [deleted]

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

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MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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MCOB 12.2 Purpose

As Published: 2006

MCOB 12.2 Purpose

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