Search Result

581 - 600 of 1494 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.14 CALCULATION OF ANNUAL INCOME FOR A PERSONAL INVESTMENT FIRM

SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2012

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

DEPP 6A.2 Deciding whether to take action

As Published: 2013

DEPP 6A.2 Deciding whether to take action

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

EG 8.3 Use of the own-initiative powers

As Published: 2016

EG 8.3 Use of the own-initiative powers