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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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EG 10.1 Introduction

As Published: 2016

EG 10.1 Introduction

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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