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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

FEES 4.4 Information on which fees are calculated

As Published: 2007

FEES 4.4 Information on which fees are calculated

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

SYSC 4.8

As Published: 2015

SYSC 4.8

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision