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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

As Published: 2016

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

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SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

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DEPP 6.7 Discount for early settlement

As Published: 2010

DEPP 6.7 Discount for early settlement

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SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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