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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

SUP 8A.2 Introduction and conditions

As Published: 2014

SUP 8A.2 Introduction and conditions

LR 16.3 [deleted]

As Published: 2008

LR 16.3 [deleted]

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

CONC 4.4 Pre-contractual requirements: credit brokers

As Published: 2014

CONC 4.4 Pre-contractual requirements: credit brokers

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement [deleted]