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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

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COBS 4.11 Record keeping: financial promotion

As Published: 2007

COBS 4.11 Record keeping: financial promotion

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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MCOB 6A.3 MCD mortgages: binding offer, content of the offer document and reflection period

CASS 8.3 Records and internal controls

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

FEES 13.1 Application and purpose

DTR 2.5 Delaying disclosure of inside information

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

REC 3.8 Financial and other information

SUP 3.8 Rights and duties of auditors

EG 4.2 Notifying the person under investigation where notice is not required under the Act

LR 19.1 Application

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

CONC 3.6 Financial promotions about credit agreements secured on land

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

BIPRU 3.4 Risk weights under the standardised approach to credit risk

CASS 6.2 Holding of client assets

ICOBS 6.4 Pre- and post-contract information: protection policies

COBS 4.11 Record keeping: financial promotion

REC 4.5 FCA supervision of action by UK RIEs under their default rules