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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

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CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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