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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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REC 6.5 FCA decision on recognition

PERG 2.4 Link between activities and the United Kingdom

SUP 5.2 The FCA’s power

SUP 4.4 Appropriate actuaries

SYSC 4.1 General requirements

EG 5.5 The settlement discount scheme

REC 3.4 Members of the management body and internal organisation

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

LR 5.2 Cancelling listing

SYSC 4.5

SUP 12.9 Record keeping

DISP 1.10 Complaints reporting rules

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy