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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

As Published: 2009

MCOB 5.9 Pre-sale disclosure for regulated sale and rent back agreements

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

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IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

As Published: 2019

IPRU-INV 11.3 DETAIL OF MAIN REQUIREMENTS

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

LR 19.5 Disclosures

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

BIPRU 7.11 Credit derivatives in the trading book

MCOB 6.9 Regulated sale and rent back agreements

LR 13.4 Class 1 circulars

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

MIPRU 4.2C Credit risk mitigation

MIPRU 4.1 Application and purpose

APER 4.4 Statement of Principle 4

EG 3.8 Information requests and investigations to assist overseas regulators in relation to short selling

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]