Search Result

301 - 320 of 1486 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

As Published: 2015

SUP App 2.14A Fairness issues for with-profit firms in difficulty or in an irregular situation

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

COND 1.3 General

As Published: 2013

COND 1.3 General

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 17.1 Application

As Published: 2005

LR 17.1 Application

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

SYSC 4.6

As Published: 2015

SYSC 4.6

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

As Published: 2014

CONC 6.2 Assessment of creditworthiness: during agreement [deleted]

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013