Search Result

221 - 240 of 648 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

PERG 8.17A Financial promotions concerning insurance distribution activities

As Published: 2018

PERG 8.17A Financial promotions concerning insurance distribution activities

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

COLL 6.11 Risk control and internal reporting

As Published: 2011

COLL 6.11 Risk control and internal reporting

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

As Published: 2007

COBS 16.6 Communications to clients – life insurance, long term care insurance and drawdown pensions

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions