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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

COBS 19.1 Pension transfers, conversions, and opt-outs

As Published: 2007

COBS 19.1 Pension transfers, conversions, and opt-outs

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COBS 20.1A The with-profits fund

As Published: 2015

COBS 20.1A The with-profits fund

COBS 21.2 Rules for firms engaged in linked long-term insurance business

As Published: 2015

COBS 21.2 Rules for firms engaged in linked long-term insurance business

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

SYSC 5.2

As Published: 2015

SYSC 5.2

PERG 13.2 General

As Published: 2011

PERG 13.2 General

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

Annual Financial Report for certain listed companies [deleted]

As Published: 2019

Annual Financial Report for certain listed companies [deleted]

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance