Search Result

761 - 780 of 1536 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

As Published: 2004

MCOB 2.3 Inducements: regulated mortgage contracts, home reversion plans and regulated sale and rent back agreements

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PERG 15.2 General

As Published: 2011

PERG 15.2 General

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

FEES 5.9 [deleted]

As Published: 2009

FEES 5.9 [deleted]

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

EG 15.5 Removal of a disqualification

As Published: 2016

EG 15.5 Removal of a disqualification

CREDS 7.2 General requirements concerning lending policy

As Published: 2012

CREDS 7.2 General requirements concerning lending policy

MCOB 4A.3 Record of recommendation

As Published: 2016

MCOB 4A.3 Record of recommendation

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

SYSC 19D.2 General requirement

As Published: 2020

SYSC 19D.2 General requirement

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events