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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

BIPRU 7.9 Use of a CAD 1 model

As Published: 2019

BIPRU 7.9 Use of a CAD 1 model

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

IPRU-INV 9 App 1 Interpretation

As Published: 2015

IPRU-INV 9 App 1 Interpretation

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

CREDS 8.2 Reporting requirements

As Published: 2012

CREDS 8.2 Reporting requirements

SYSC 22.4 Drafting the reference: detailed requirements

As Published: 2016

SYSC 22.4 Drafting the reference: detailed requirements

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

MIPRU 4.2A Credit risk capital requirement

As Published: 2012

MIPRU 4.2A Credit risk capital requirement