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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

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PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

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BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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REC 4.2B Exercise of passport rights by a UK RIE [deleted]

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE [deleted]

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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