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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

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EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

As Published: 2016

EG 19.25 Recognised Auction Platforms Regulations 2011Recognised Auction Platforms Regulations 2011

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

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EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

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MAR 5A.4 Trading process requirements

As Published: 2017

MAR 5A.4 Trading process requirements

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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COBS 20.4 Communications with with-profits policyholders

As Published: 2007

COBS 20.4 Communications with with-profits policyholders

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COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

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EG 12.4 Liaison with other prosecuting authorities

As Published: 2016

EG 12.4 Liaison with other prosecuting authorities

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SYSC 4.9

As Published: 2015

SYSC 4.9

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