Search Result

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

…

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

…

BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

…

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2009

BIPRU 5.2 The central principles of credit risk mitigation

…

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

…

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

…

DISP App 3.10 Application: evidential provisions and guidance

As Published: 2017

DISP App 3.10 Application: evidential provisions and guidance

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 6.4 Applications for cancellation of permission

SYSC 18.3 Internal arrangements

CASS 5.1 Application

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

REC 2.15 Discipline

SUP 12.4 What must a firm do when it appoints an appointed representative or an FCA registered tied agent?

SUP 1A.1 Application and purpose

SUP 2.4 'Mystery shopping'

COBS 15.2 The right to cancel

GEN 7.1 Application

EG 8.3 Use of the own-initiative powers

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)