Search Result

421 - 440 of 699 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

…

MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

…

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

…

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

…

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

…

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

…

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

…

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

…

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

…

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

…

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

…

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

…

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

…

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

…

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

…

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

…

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

…

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

…

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

…

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

…