Search Result

261 - 280 of 1211 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

COND 1.3 General

As Published: 2013

COND 1.3 General

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

PERG 16.3 Managing an AIF

As Published: 2019

PERG 16.3 Managing an AIF

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders