Search Result

201 - 220 of 1314 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

DTR 8.2 Approval as a primary information provider

As Published: 2019

DTR 8.2 Approval as a primary information provider

EG 19.32 The Payment Accounts Regulations 2015

As Published: 2016

EG 19.32 The Payment Accounts Regulations 2015

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

EG 19.30 The Mortgage Credit Directive Order

As Published: 2016

EG 19.30 The Mortgage Credit Directive Order

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model