Search Result

141 - 160 of 985 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

LR 1.5 Standard and Premium Listing

As Published: 2009

LR 1.5 Standard and Premium Listing

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A PERSONAL INVESTMENT FIRM

LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

SYSC 4.7

As Published: 2015

SYSC 4.7

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure