Search Result

221 - 240 of 459 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2019

PERG 16.5 How AIFMD affects other regulated activities

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

COLL 14.2 Registration with the Charity Commission

As Published: 2016

COLL 14.2 Registration with the Charity Commission

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

As Published: 2017

IPRU-INV 12.3 CALCULATION OF FINANCIAL RESOURCES

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries