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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FINMAR 2.1 Application and purpose

As Published: 2010

FINMAR 2.1 Application and purpose

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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DTR 5.11 Third country issuers

As Published: 2007

DTR 5.11 Third country issuers

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SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

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COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

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MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

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SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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