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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

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RCB 6.2 Policy on decision and warning notices

EG 2.1 Case selection and the use of enforcement powers

LR 8.4 Role of a sponsor: transactions

PERG 8.37 AIFMD Marketing

EG 4.13 Preliminary findings letters and preliminary investigation reports

CASS 5.5 Segregation and the operation of client money accounts

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

REC 4.4 Complaints

SYSC 19A.1 General application and purpose

SYSC 6.2 Internal audit

FEES 13.1 Application and purpose

MAR 4.4 Exceptions

SUP 3.7 Notification of matters raised by auditor

COLL 12.3 EEA UCITS management companies

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation [deleted]

SUP 12.1 Application and purpose

RCB 2.3 Determination of registration

FEES 1.1 Application and Purpose

APER 4.1 Statement of Principle 1

EG 9.8 The effect of the FCA's decision to make a prohibition order