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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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SUP 15.6 Inaccurate, false or misleading information

COLL 1.2 Types of authorised fund

DISP 1.1 Purpose and application

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

CONC 10.3 Calculation of prudential resources

DTR 5.2 Acquisition or disposal of major proportions of voting rights

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

BIPRU 12.5 Individual Liquidity Adequacy Standards

REC 6.6 Supervision

SUP 4.3 Appointment of actuaries

COCON 4.1 Specific guidance on individual conduct rules

COND 2.5 Suitability

PERG 8.31 Exclusions for advising on investments

BIPRU 2.2 Internal capital adequacy standards

FIT 2.1 Honesty, integrity and reputation

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

PERG 7.1 Application and purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

EG 19.22 Decision making under the Payment Services Regulations

SUP 15.5 Core information requirements