Search Result

981 - 1000 of 1446 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

LR 6.15 Shares of a third country company

As Published: 2017

LR 6.15 Shares of a third country company

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

DTR 1A.1 Application and purpose (Transparency rules)

As Published: 2006

DTR 1A.1 Application and purpose (Transparency rules)

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers