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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

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MAR 6.4A Quotes in respect of non-equity instruments

As Published: 2017

MAR 6.4A Quotes in respect of non-equity instruments

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

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EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

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LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

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FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

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LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

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LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

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