Search Result

841 - 860 of 1144 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

CONC 4.1 Content of quotations

As Published: 2014

CONC 4.1 Content of quotations

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

REC 1.1 Application

As Published: 2005

REC 1.1 Application

PERG 4.4 What is a regulated mortgage contract?

As Published: 2005

PERG 4.4 What is a regulated mortgage contract?

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

SYSC 22.1 Application

As Published: 2016

SYSC 22.1 Application

REC 3.5 Disciplinary action and events relating to members of the management body

As Published: 2013

REC 3.5 Disciplinary action and events relating to members of the management body