Search Result

821 - 840 of 1675 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

IPRU-INV 11.1 INTRODUCTION

As Published: 2019

IPRU-INV 11.1 INTRODUCTION

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

DTR 3.1

As Published: 2005

DTR 3.1

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

MAR 4.4 Exceptions

As Published: 2019

MAR 4.4 Exceptions

COLL 9.2 Section 264 recognised schemes [deleted]

As Published: 2011

COLL 9.2 Section 264 recognised schemes [deleted]

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend